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Anharmonicity in violin strings

Edited: July 5, 2017, 12:08 AM · This started as a side topic in a different discussion on 'limits of intonation', but I think it deserves a thread on its own.

Every now and then, someone states that the partials of a violin string are not at integer multiples of the fundamental frequency. For example David Burgess on April 24, 2009, Adrian Heath on July 9, 2015. (These I could find back with a quick Google search)

This anharmonicity really only applies to plucked strings, not to bowed strings. The most convincing is probably an experiment. I recorded my violin (D'Addario Pro-Arte strings on a student-grade violin), bowed (5 seconds, keeping the sound as constant as I could) and plucked. A Fast Fourier transform resulted in the following frequency peaks (of the first 7 partials), with the offset in cents in parentheses:

Bowed: 440.189 (0.00), 880.436 (0.11), 1320.52 (-0.07), 1760.82 (0.06), 2201.07 (0.10), 2641.09 (-0.03), 3081.52 (0.11).

Plucked: 437.865 (0.00), 882.369 (13.07), 1320.42 (8.97), 1761.32 (9.71), 2215.22 (20.35), 2644.87 (11.61), 3172.93 (59.88)

Clearly, the partials of the bowed string are harmonic, i.e., at integer multiples, whereas the partials of the plucked string are not. The fundamental frequency of the plucked string is 6.3 cents lower than that of the bowed string.

(Technical detail: the sound of the plucked string decayed with about 10 dB per 0.2 seconds; this generates some complications in the interpretation of spectroscopic data that I didn't want to spend too much time on. The main point is that a bowed string generates integer-multiple partials.)

Why is this? It is because the stick-slip process at the point of the string that is in contact with the bow hairs forces all partials to stay synchronized. This is illustrated with this plot (illustration, not measurements) of a wave with overtones with and without anharmonicity. The bow stick phase would be the downward stretches; the quicker upward stretches are the slip phases. You see that after 4 periods, the down phase gets faster than the actual bow motion, which would require the string to slip in the opposite direction. And at periods 5-6, the transition from stick to slip gets chaotic. The anharmonicity is exaggerated for this example; it would take many more than 5 periods before the phase differences between the partials have built up to such an amount. The fact that a proper sustained violin tone does not flutter around indicates that the slip-stick process is stable.

On the plot of the recorded waveforms, you see that the waveform is pretty stable for the bowed string (apart from some 50 Hz background that the microphone seems to have picked up), whereas the waveform changes over time for the plucked string.

(I am an experimental physicist.)

Edit: nomenclature partials/harmonics.

Replies (31)

July 4, 2017, 3:51 PM · The harpsichord is an instrument in which the strings are plucked, so one would expect anharmonicity. What would be the situation in the case of the piano, an instrument in which the strings are struck?
July 4, 2017, 3:55 PM · You may be correct, but what are the practical implications of inharmonicity for the violin?
On the piano it means tuning to different partials. But we don't really tune to this or that partial set. And we probably don't vary our pitch from bowing to plucking. On the upper strings we probably hear few upper partials anyway. For example, on A5, how many partials can an e string generate? Probably not too many. On the lowest strings, we don't perceive different partial pairs to be out of tune, and nor do we even perceive individual partials. On a large grand piano you can hear a prominent minor 7 as part of the sound, an on smaller pianos a strong 5th partial. But we don't hear these on a violin--we hear one coherent sound color instead a multiplicity of partials. Yes, we would expect some kind of tiny imperfection because there is a non-zero amount of string stiffness. But not enough to matter from a practical standpoint, I would think.
July 5, 2017, 12:51 AM · Re Trevor: it also applies to piano string; the difference is whether the resonator (string, air mass) is forced (violin, wind instruments) or freely vibrating (piano, guitar). Forced vibrations result in harmonic partials.

Re Scott: it helps me understand what happens when we tune or play chords, especially when it has to match a different instrument. If you play a double-stop fifth on the violin, you are supposed to match the partials. And now I know that it is really just intonation (3:2 ratio), rather than "almost just because that's where the string partials happen to be".

I think a piano is tuned by matching octave-partials and then dividing the "octave" into 12 equal steps. That results in stretched octaves. I think the stretch is about 50 cents over the full range (depending on the type of piano and the intent of the one who tunes it), on average 6 cents per octave, but apparently typically a bit less in the central octaves (example tuning charts for piano).

A violin that is tuned in 3:2 fifths has a stretch of 3.4 cents per octave. I've read on this wonderful forum that when a cello, violin, and piano have to play together, some compromises have to be made in order to match the tuning in just fifths to the equal temper of a piano over the entire range of the instruments. But it seems to be that the problem is different than it would appear because the deviations from equal temper due to octave stretching are actually larger than the difference between equal temper and just fifths.

(Anyway, it's all theory. I can barely get my violin intonation consistently within +/-20 cents, which I unfortunately do hear very well when I hear a recording of myself.)

Edited: July 5, 2017, 3:41 AM · Just lookibg at the measurement I dont believe the 440.189 (0.00)
Way to accurate, alone your bow pressure variation will cause bigger errors. A typical case of pseudo error calculation.
But I agree upon the diffeerences between free and driven oscillator.
Edit: beeng able to read might help, I thought it was the measurement error in braces... sry
Nevertheless your number of digits suggests a higher precission than optained. Which is a scientific mistake
Edited: July 5, 2017, 5:18 AM · When I do calculations on string frequencies I take the pragmatic approach of rounding to the nearest integer.

July 5, 2017, 5:01 AM · Given that there is about +/-0.1 cent spread over the partials, I'd say the accuracy is better than +/- 0.02 Hz for the fundamental. The FFT has a resolution of 0.25 Hz; I interpolate between the three points around the highest value to get better resolution. I could also have taken the weighted average of a peak. I used a Hann window.

If bowing-speed fluctuations cause the frequency to fluctuate a bit over the 5s recording, it would affect all partials in the same way and not affect the ratios.

Edited: July 5, 2017, 5:16 AM · Well, Han, you've convinced me about bowed partials! Thank you for your properly conducted trial.

My interest in inharmonicity in in violin strings was stimulated by two observations:
- the four strings have the same vibrating length, but different thicknesses and stiffnesses, and notes which should be exactly opposite are not;
- tuning the second harmonic (first overtone) on one string against the third harmonic (second overtone) on the adjacent lower string does not always give nice smooth fifths on the open strings.

Edited: July 6, 2017, 2:16 PM · I have recently seen on YouTube a recording of a live performance containing something that I'm pretty sure you're not likely see in a studio performance recording. This is the link:
https://www.youtube.com/watch?v=zaNe-9T28vM

In the link, Il Giardino Armonico conducted by Giovanni Antonini were performing in concert three early Haydn symphonies followed by a string symphony by W F Bach. At 1-03-03, after the Haydn symphonies were completed, bows taken and the audience applauding, the brass, woodwind and conductor left the platform.

What happened next over a period of three or four minutes was unexpected - the string players remaining on the platform carried out an intensive re-tune of their instruments, walking round listening to each other carefully. This was not your ordinary quick orchestral re-tune, but something special and instructive, and perhaps a privilege to witness.

I think what was happening was that the string players were getting out of their heads the sound and tuning of the brass and woodwind which they had been hearing for the previous hour and getting re-accustomed to the resonances and harmonics of their period instruments. My opinion in this was supported by the pro concert master of one of my orchestras who remarked it was like a pro string quartet tuning up, but on a larger scale.

After the re-tuning had been completed to everyone's satisfaction the players resumed their places on the platform, Antonini returning to conduct the W F Bach symphony.

Edit added:
I moved this post to this location from the thread "Limit on Intonation" on which it was the final post, because I believe it to be of general interest. This was done shortly before that thread was archived on July 4, 2017.

July 5, 2017, 5:38 AM · "If you play a double-stop fifth on the violin, you are supposed to match the partials."

I don't know what that means in practical term. We tune intervals on the violin as purely as we can in any given instance. Who thinks about partials?

Edited: July 5, 2017, 5:51 AM · Update on the accuracy:

I repeated the analysis on a synthetic data set, consisting of sine waves at different phases and amplitudes at exact harmonic frequency ratios, including a comparable white-noise background.

The resulting frequencies (Hz) and offsets (cents) are: 439.972 (0.00), 879.95 (0.01), 1319.94 (0.04), 1759.98 (0.10), 2200.05 (0.15), 2640.05 (0.15), 3080.04 (0.13)

The error in the frequency analysis itself seems to be about +/-0.03 Hz.

I tried computing the frequencies from weighted averages (rather than interpolation) as well, which brings the accuracy of the FFT frequency estimate to +/-0.001 Hz. The partials of the bowed sample are now at: 440.1886 (0.000), 880.459 (0.161), 1320.356 (0.274), 1760.786 (0.030), 2200.95 (0.005), 2640.486 (0.423), 3081.561 (0.135).

Amazing that they can get all this processing done in a 15 euro clip-on tuner.

Lunch break is over, I'll be back tomorrow.

July 5, 2017, 6:04 AM · How carefully did you control the bow pressure? Anything but the lightest pressure will raise the pitch, often noticeably (which is why I'm forever trying to get students to tune lightly...). What about contact point?

July 5, 2017, 6:43 AM · The error estimation in this way is pretty, sry to call it, bullshit. Neglecting an error because it is not statistical but systematic is even worse. You also completly mix up maximum errors with statistical error propabilities.
That beeing said, you estimate the error to 0.03Hz in your generated dataset while I see plenty of data with bigger errors.
Does not take much away from what you conclude, but you may want to CALCULATE the error correctly one time with all error causes included (also think to utilize coupling, which of course makes it much more complex).
From a little short test I can easily change the g string .1Hz by bowing pressure within the range of playing pressure. Easy to force >1Hz when I want to.
I know I might be a bit hard but I have to deal with wrong error estimations on a daily bases made by very important scientists while I think this is the very core of science. If I have a result without exact knowledge how accurate it is, it is not worth more than having the fealing it is like that. That is what shows the difference between research and scientific research and if done correctly there would be no need to discuss anymore if science is right or not! Not in a single case.
July 5, 2017, 9:12 AM · The equations for damped string vibration can be solved. Two different effects, transient and sustained, are predicted and observed.

The harmonic modes of a bowed string are caused by the sustained effect. We might call these the "elastic" modes.

The frequency of the elastic modes are integer multiples of a base frequency which is a complicated function of the string physical properties and string tension as well as bow speed and pressure.

The enharmonic modes you are observing with a plucked string is due to the transient effect. We might call these the "damping" modes.

Roughly speaking, the frequencies of the damping modes are a function of a difference between a fixed damping frequency and the frequency of the elastic modes.

If the damping of the strings is relatively small, like a piano, the elastic mode frequencies are much higher than the damping frequency, so one would not expect much enharmonic variation among the modes.

For a bowed string, the enharmonic damping modes pale in comparison to the elastic modes.

July 5, 2017, 11:47 AM · "The frequency of the elastic modes are integer multiples of a base frequency which is a complicated function of the string physical properties and string tension as well as bow speed and pressure."
Is this not a very oversimplified model? The violin consists of more than ten different, complexly damped and coupled oscillators beeing relevant if you try such a model. And even this is a very strong simplification. Thats why those models are usually not choosen to descripe a complex resonator.
July 5, 2017, 1:52 PM · Marc,

You are confusing the physics of a damped, vibrating string with the physics of the entire violin. We are only talking about the string here.

The end conditions of the string at the nut and the bridge cause all the string modes to be phase locked with one-another and, in a well made and setup violin, mostly independent of what the rest of the violin is doing.

The rest of the violin will be driven to vibrate at the frequencies of the string modes.

The amplitude of those vibrations at each of the string modes will vary dramatically from violin to violin depending, as you suggest, on a very complicated set of interactions.

The phases of those vibrational modes will also vary, unlike the string itself.

Thus, the make of the violin will color the sound of the pure string, but will basically reflect the frequencies of the string itself: enharmonic if plucked or harmonic if bowed.

July 5, 2017, 1:54 PM · Yes, strong resonances such as wolf tones can force a string to vibrate out of tune. I once had the soundpost fall while playing, and playing F# on the E-string produced a warbling F-natural/G trill, probably the top and bottom plates fighting for attention!

Nothing to do with inharmonic strings, though...

Edited: July 6, 2017, 12:13 AM · Carmen, I am not confusing it. The vibration of the string has a coupling with the vibration of the violin therefore it is unsufficient to look at the strings alone. The violin influences the vibration of the strings too. Thats why this is an oversimplification which is ok to understand strings but not to descripe the driving oscillator of a violin.
There is way more coupling going on in the violin, between the strings, even the bridge has to be looked at it as an own oscillator and the bow is very important for the string oscilattion too (soundpost propably not, it is pretty much just coupling top and back and not oscillating on its own). Taking anything out of the system and look at it alone will not descripe its behaviour in the system. Its always a two way track.
Edited: July 6, 2017, 5:01 AM · A-E-I-O-U ?

anharmonic?
enharmonic?
inharmonic"
unharmonic?

????

July 6, 2017, 5:05 AM · Inharmonic.
July 6, 2017, 5:52 AM · Marc, mathematical rationalisations of untidy physical phenomena have to ignore tiresome elements.

E.g. is a point a line of zero length, a circle of zero diameter etc etc.
"Let the body resonances be very small compared to the string vibrations" - dsicuss....

July 6, 2017, 6:05 AM · This is just useless to look at. If you ever played different violins you realize how different the response is and how immens the influence of the system on the strings has to be.
Sure it is important to simplify systems, but the violin is not to be descriped in this second semester mechanical approach.
Before neglecting parts you have to look at the influence and in this case its a big one (also for well setup violins, look at vibrating the open g string on d for example).
If you want to simplify it this way however you get comperable simple DE that shows predictable non chaotic behaviour. That is just a very academic discussion.
July 6, 2017, 6:50 AM · I love arguments.
July 6, 2017, 7:41 AM · Without the humanity would not pocess half its knowledge ;)
Edited: July 6, 2017, 1:54 PM · A great deal of discussion on forums centers on how to isolate body vibration from feeding back to the strings.

Just because two things are coupled in some way does not mean that coupling is significant to the operation of both things.

We probably have exceeded the level of technical detail the members are willing to consume. If you are truly interested in a scientific discussion of the physics of energy transfer between the strings and the violin body, feel free to drop me a personal note and we can take that discussion offline.


July 7, 2017, 2:02 AM · This will never stop coming up, but for what it's worth you shouldn't need to care about inharmonicity, because bowed strings don't have any, and even if you wanted to pluck everything, it would only matter for open strings and open harmonics, and the notes die off so quickly that any funny-sounding beats that result from a fundamental-matched tuning will be inaudible.

If somehow your stopped notes are based on open string pitches instead of the sound you want to make, vibrato further obscures them. Also, this is assuming you have truly inhuman intonation.

(I tune pianos.)

July 7, 2017, 2:04 AM · I suppose that when wolf tones in the body actually distort the frequency of the bowed string, the overtones of the string will still be harmonics?
July 8, 2017, 3:32 AM · I'm not partial to partials. I just try and play in tune. With all these mathematics, your number may be up ...
Edited: July 9, 2017, 1:58 PM · Marc, Scott,

The hypothesis was: all partials are phase-locked on a bowed string. If the fundamental frequency wanders a bit, the partials will follow. The frequencies that I get from the FFT are the average frequencies of each partial over the time interval that I sampled. The sources of measurement errors are: (1) background noise and (2) the limited time window of the sample. It could very well be that the fundamental frequency wandered between 439.7 and 440.7 Hz (and the second partial between 879.4 and 881.4 Hz, and so on). The averages would still be 440.2 and 880.4 Hz, with an near-exact 1:2 ratio.

(I do have a Ph.D. degree in molecular spectroscopy and have had jobs in physics research and engineering for 15 years after, so I think I do know how to analyze my data)

Scott,

Re "I don't know what that means in practical term. We tune intervals on the violin as purely as we can in any given instance. Who thinks about partials?" -- I mean: if a violin string did have anharmonic partials and you tried to tune a violin in fifths, the lower string could have partials at 100, 201, 304 Hz and the higher one at 150, 301.5, 456 Hz. If you tune the fundamental at an exact 2:3 ratio, there will be an ugly beating between the 304 and 301.5 Hz partials. Alternatively, you could tune the second string a bit higher to partials 151.2, 304, 459.6 Hz, which will probably sound more pleasing.

Andrew, re anharmonic/inharmonic:

Wikipedia: "In classical mechanics, anharmonicity is the deviation of a system from being a harmonic oscillator."

Wikipedia: In music, inharmonicity is the degree to which the frequencies of overtones (also known as partials or partial tones) depart from whole multiples of the fundamental frequency (harmonic series).

So, the anharmonicity of a string causes inharmonicity in the partials. I wasn't aware of this subtle distinction, but the latter Wikipedia article actually reads: "However, this inharmonicity disappears when the strings are bowed, because the bow's stick-slip action is periodic, so it drives all of the resonances of the string at exactly harmonic ratios, even if it has to drive them slightly off their natural frequency."

August 2, 2017, 3:50 AM · So it seems that isolating harmonics for tuning purposes in a noisy environment is different from the combined harmonic content of a "normal" note. The open strings won't necessarily be in tune.
August 2, 2017, 8:09 AM · "(I do have a Ph.D. degree in molecular spectroscopy and have had jobs in physics research and engineering for 15 years after, so I think I do know how to analyze my data)"

Han, while you know how to analyze data, you don't seem to understand how to explain to readers on this forum what you're talking about or why it should matter.

We simply tune our violins so they sound acceptable. We don't use numbers. We only use our ears.

Edited: August 3, 2017, 1:55 AM · I like to understand the What, the How, and the Why while I rest my fingers and ears..

I now understand better why some things don't work as planned.

This discussion has been archived and is no longer accepting responses.

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